Théorie du mouvement de la chaleur dans les corps solide, pp.185-556 and one plate, in: Mémoires de l'Académie Royale des Sciences de l'Institut de France. Tome IV, Années 1819 et 1820. [With:] Suite du mémoire intitulé Théorie du mouvement de la chaleur dans les corps solide, pp. 153-246 and one plate in: Ibid., Tome V, Années 1821 et 1822.

Paris: Firmin-Didot, 1824 & 1826.

First printing of Fourier’s prize essay on Fourier series, and their application to the mathematical theory of heat, composed some five years before his epoch-making Théorie analytique de la chaleur.The mathematical parts of this paper were expanded into Fourier’s most famous work, the Théorie analytique de la chaleur(1822). The physical aspects were intended for re-examination in a companion monograph, but this was never accomplished” (DSB). “This work marks an epoch in the history of both pure and applied mathematics. It is the source of all modern methods in mathematical physics … The gem of Fourier’s great book is ‘Fourier series’” (Cajori, A History of Mathematics, p. 270). “The methods that Fourier used to deal with heat problems were those of a true pioneer because he had to work with concepts that were not yet properly formulated. He worked with discontinuous functions when others dealt with continuous ones, used integral as an area when integral as an anti-derivative was popular, and talked about the convergence of a series of functions before there was a definition of convergence … such methods were to prove fruitful in other disciplines such as electromagnetism, acoustics and hydrodynamics. It was the success of Fourier’s work in applications that made necessary a redefinition of the concept of function, the introduction of a definition of convergence, a reexamination of the concept of integral, and the ideas of uniform continuity and uniform convergence. It also provided motivation for the discovery of the theory of sets, was in the background of ideas leading to measure theory, and contained the germ of the theory of distributions” (González-Velasco, p. 428). In December 1807, Fourier submitted a large manuscript, entitled Sur la propagation de la chaleur, to the Institut de France in Paris, “but although Laplace, Lacroix and Monge were in favour of publishing it, Lagrange blocked publication, apparently because its treatment of trigonometric series differed markedly from the way he, Lagrange, had stipulated in the 1750s [it was not actually published until 1972]. Another chance came in 1810, when the Academy of Sciences announced a prize competition on heat diffusion. Fourier submitted a revised memoir, which won [in 1811], but was criticised for a lack of rigour and generality. Fourier thought the criticism unfair, but revised it again, and the resulting book [Théorie analytique] came out in 1822 (after Lagrange’s death and when Fourier’s standing was rising in the Academy)” (Gray, p. 14). The two offered papers constitute the first publication of Fourier’s 1811 prize essay. ABPC/RBH lists only two copies in the last 75 years, both rebound extracts of the two journal articles.

Born in Auxerre, France, Fourier (1768-1830) was in 1795 appointed an assistant lecturer at the École Polytechnique, working under Lagrange and Monge. In 1798 Monge, a prominent supporter of Napoleon, selected Fourier to go on the French expedition to Egypt. After the British defeated them there, Fourier returned to France in 1801, hoping to resume his work at the École Polytechnique, but Napoleon had been impressed by his organisational talents and sent him instead to be the prefect of the Department of Isère. Despite these administrative duties, Fourier managed to pursue scientific research in his spare time, and on 21 December 1807, he sent a paper to the mathematical and physical section of the Institut de France in Paris presenting some of his discoveries. The paper was a large one: 234 pages of text, with many complicated equations, several diagrams of strange mathematical functions, and, in the last part, a few tables of experimental results.

“The secrétaire perpétuel of the mathematical and physical section, Delambre, sent it to the Institut’s foremost mathematical minds—Lagrange, Laplace, Monge and Lacroix—for examination. The topic was novel and ambitious, for it purported to take the mathematical analysis of physical phenomena outside the terms of reference of Newton’s law of universal gravitation; the theoretical investigation of the propagation of heat. Little had been achieved on this problem, although it was known that Biot and Poisson, two of Paris’s rising young scientists, were interested in it. Now Fourier, a man in his fortieth year who had published only one paper in his life—a study of the Principle of Virtual Work ten years previously—was submitting his own ideas on the subject …

“There was much for the examiners to ponder over; but the main bone of contention was Lagrange's doubt over the use of all those trigonometric series in forming general solutions to the partial differential equations. Further explanations were called for … Finally after some coercion, the examiners proposed a prize problem on 2 January 1810:

‘Give the mathematical theory of heat and compare the result of this theory with exact experiments.’

“The entries had to be in by 1 October 1811. Fourier revised the old paper, reordering some of its material and suppressing many of its diagrams, but preserving all the main results and adding some new sections; and he managed to get the paper, to Paris just in time. Haüy and Malus replaced Monge on the examiners’ panel, but the most important judges were still Laplace and Lagrange. Laplace seems to have been quite pleased—he had already made one encouraging reference to the original paper in 1809—but Lagrange was still hostile, and the examiners' report of the 6 January 1812, expressed reservations:

‘ . . . This work contains the true differential equations of the transmission of heat, both in the interior of the bodies and at their surface, and the novelty of the purpose adjoined to its importance has determined the class [of the Institut] to crown this work, observing, however, that the manner of arriving at its equations is not free from difficulties and its analysis of integration still leaves something to be desired, both relative to its generality and on the side of rigour. The author of this paper is the Baron Fourier, Member of the Legion of Honour, Baron of the Empire.’

“So Fourier had won the prize—but with criticism, which he always resented. And still there appeared to be no prospect of getting the paper published in the journals of the Institut. So he began a third version of the work, this time in the form of a book which he would publish separately. This was near completion by 1814 when the biggest upset of his life occurred—the fall of Napoleon” (Grattan-Guinness 1969, p. 250).

“Fourier began by exploring the known properties and parameters for the study of heat diffusion. There were three main ones of the latter: conduction internally within a solid body and externally through its surface or boundary into the environment; and specific heat. Assuming them to be constant, he used them to define quantity of heat at a point or section of the body. He took the flow of heat to be uniform, and temperature change linear with respect to distance. He drew upon Newton’s law of cooling, that the flow of heat through a domain was proportional to the temperature difference across it … To mathematize the phenomenon Fourier used the standard differential and integral calculus in the version developed by Euler” (Landmark Writings, p. 356).

Fourier was led to the ‘heat diffusion equation’: in the simplest case of heat flow through a body in one dimension, the temperature T at a distance x along a line at time t satisfies the differential equation

d2T/dx2 = KdT/dt,

where K is a constant which depends on the physical parameters of the body. For heat flow in bodies of more than one dimension, there was a corresponding partial differential equation. The essay concluded with a section on Fourier’s experimental findings.

To solve the heat diffusion equation, Fourier used ‘separation of variables’: he assumed a solution of the form T(x,t) = U(x)V(t), which led to ordinary differential equations for U and V; the solutions for U were trigonometric functions. Since the heat diffusion equation is linear, superposition of such solutions will also be a solution. Fourier thus arrived at solutions of the form

T(x,t) = Σ (ar cos rx + br sin rx) exp(–r2Kt),

where the infinite sum is over r = 0, 1, 2, 3, … and the coefficients ar, br are determined by the ‘boundary conditions’, e.g., the given values of T at certain values of x and t.

“There had been a long 18th-century debate about trigonometric series in connection with solutions to the wave equation and the shape of a vibrating string. On the one hand it seemed reasonable that a string could have any continuous initial shape — that was Euler’s view — on the other hand the equation could only be solved by functions to which the calculus applied … Fourier proposed to reopen the debate by boldly asserting that any solution to the heat equation, which he was the first to derive, could be written as an infinite sum of sines and cosines for the simple reason that any function could be written that way. This is a dramatic claim, and it was still more so in his day, because the consensus was that however broadly a function might be defined all the functions that arise in practice are finite sums of familiar ones: polynomials, sines, cosines, exponentials and logarithms, nth roots, and the like. They could also be infinite power series, and indeed infinite trigonometric series, but nonetheless they had the usual sorts of properties, such as smoothly varying graphs. No-one said so in so many words, but it is clear that the expectation was there, and Fourier in particular simply assumed that every function is continuous, as is clear from his account of the coefficients of a Fourier series … One of the dramas introduced by Fourier’s series was that they readily flout all these expectations … at various stages in the 19th century they provided fresh, and disturbing, examples of just what functions could do. Contrary to what Fourier himself believed, if Cauchy’s work began the exploration of what rigorous mathematics can do, Fourier series can indicate just what theory is up against” (Gray, pp. 13-14).

To give some indication of Fourier’s originality and technical expertise, one problem he considered led to the equation

1 = a1 cos + a3 cos 3+ a5 cos 5+ …,

from which the coefficients a1, a3, a5, … had to be determined. Fourier solved these equations by repeated differentiation, followed by putting = 0. This led to an infinite set of linear equations for a1, a3, a5, … He took the first n of these equations, truncated them by omitting all but the first n coefficients, solved the resulting finite set of equations, and finally let tend to infinity. Using John Wallis’s expression for π as an infinite product, this gave

a1 = 4/π, a3 = – 1/3. 4/π, a5 = 1/5. 4/π, …

and hence

π/4 = cos – 1/3 cos 3+ 1/5 cos 5– …

This formula illustrates an important point which Fourier was the first to understand: the representation of a function by its Fourier series is valid only in a restricted range. For example, the preceding series is valid only when x lies between –π/2 and π/2: in fact, if x is between π/2 and 3π/2, the sum of the series is –π/4! One of Lagrange’s criticisms was that Fourier series, being periodic functions, are not sufficiently general to represent a ‘general’ function. Fourier realized that “periodicity is no handicap to generality when the range of values required of the variable equals that period; what happens outside that range is irrelevant to the physical problem, and therefore to the mathematics used to describe it. All this is common wisdom today, but it is the wisdom that Fourier created; Euler and Lagrange wrote under and indeed did much to create an algebraic approach to the theory of functions, and one of its most profound features was that if the algebraic expression f(x) took real values over a particular range of values of then it must be used, or at least thought of, over the whole of that range. Therefore a ‘general’ function would have a ‘general’ range as well as a ‘general’ shape, and so the restricted range of trigonometric series would in itself exclude their candidature for generality … It is this profound mistake over the kind of generality demanded of a solution of the wave equation which was as responsible as any other cause for the subsidence into failure of the 18th-century discussion of the vibrating string problem … The vibrating string analysis was Fourier’s great predecessor in the field of linear partial differential equations, and Fourier enriched it by solving the generality problem and introducing into the theory of functions the specification of a range of values to a function independent of its shape or equation” (Grattan-Guinness 1969, pp. 241-242)

Remarkable as the prize essay was for its originality in the introduction and application of Fourier series, it actually went beyond standard Fourier series in its discussion of heat flow in bodies with curved boundaries. The study of heat flow in a sphere led to non-periodic series such as

a1 sin n1+ a2 sin n2+ a3 sin n3x + …,

where n1, n2, n3, …, instead of being integers (or integer multiples of a fixed quantity), are roots of the equation

nX / tan nX = constant

(where X is a constant). When Fourier considered heat flow in a cylinder, trigonometric series did not work: they had to be replaced by what are now known as ‘Bessel functions’, and Fourier developed many of their basic properties more than a decade before Friedrich Wilhelm Bessel introduced them in his astronomical work.

From a modern point of view, some of Lagrange’s criticisms were justified, particularly those relating to the question of convergence of Fourier series and of whether ‘any’ function could be expanded in a Fourier series. These questions would only be answered decades later, especially by Lejeune Dirichlet. “Fourier was not a naive formalist: he could handle problems of convergence quite competently, as in his discussion of the series for the saw-tooth function. The leading technical ideas of several basic proofs, such as that of Dirichlet on the convergence of the Fourier series, can be found in his work. Moreover, he saw, long before anyone else, that term-by-term integration of a given trigonometric series, to evaluate the coefficients, is no guarantee of its correctness; the completeness of a series is not to be assumed. The great shock caused by his trigonometric expansions was due to his demonstration of a paradoxical property of equality over a finite interval between algebraic expressions of totally different form. Corresponding to any function in a very wide class, there could be constructed a trigonometric series whose values, on an assigned interval, are the same as those of the function. As he showed by example, the given function could even be a mixture of different algebraic expressions, each defined on disjoint subintervals of the basic one. Both trigonometric expansions and arbitrary functions had been used by others (including Poisson); but the former were restricted to problems involving periodic phenomena, and the latter, when they appeared in the solutions of partial differential equations, were assumed by their nature to be incapable of an algebraic expression” (DSB).

Following the fall of Napoleon, Fourier went to Paris to try to follow the intellectual life he had always wanted, and to get his prize paper and book printed. The printing of the book was almost complete by 1816 when an abstract was published in the Annales de Chimie et de Physique (Series 2, Vol. 3). With the restoration of the monarchy the old Académie des Sciences was reinstituted, and Fourier gained election to it at the second attempt in 1817. The Théorie analytique was finally published in 1822, and the prize paper in 1824-26, following which Fourier was elected secrétaire perpétuel of the Académie to succeed Delambre, and in 1827 to the Académie Française. He died in 1830 as the result of complications from an illness contracted in Egypt.

Dibner 154; En Français dans le Texte 232; Evans 37; Roberts & Trent, Bibliotheca Mechanica, p. 118; Sparrow 68; Landmark Writings in Western Mathematics (Grattan-Guinness, ed.) 26; Norman 824 (all for the 1822 Théorie analytique). González-Velasco, ‘Connections in mathematical analysis: the case of Fourier series,’ American Mathematical Monthly 99 (1992), 427-41. Grattan-Guinness, ‘Joseph Fourier and the revolution in mathematical physics,’ Journal of the Institute of Mathematics and its Applications 5 (1969), pp. 230-253. Gray, The real and the complex: A history of analysis in the 19th century, 2015.

Two vols., large 4to (253 x 195 mm), pp. [iv], cccxlvi, 555, [1], with one folding lithographed plate; vi, 382, 533, with 2 lithographed plates (mostly light damp stain to upper right corner of vol. V, hardly affecting the Fourier article, occasional light foxing). Contemporary speckled boards, red lettering-pieces on spines (extremities rubbed, corners worn).

Item #5301

Price: $2,500.00